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Horizon Area, Surface Gravity, Angular Velocity, and Potentials

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Horizon area is intrinsic to a chosen cross-section, but surface gravity, angular velocity, electromagnetic potential, temperature, and energy depend on a normalized generator, boundary frame, or gauge reference. This record fixes a stationary Einstein–Maxwell baseline, then states which entries survive for isolated or dynamical horizons. The canonical derivations belong to Conserved Charges, Smarr Relations, and First Laws.

Helpful background. Killing Fields and Isometry Groups supplies stationary and axial generators; Hypersurface Normals and Tangential Projectors supplies cross-section geometry; Black-Hole Geometry and Mechanics supplies the horizon taxonomy; The Gibbons–Hawking–York Boundary Term supplies Hamiltonian boundary terms; and Quantum Fields in Curved Spacetime supplies the stationary Hawking effect.

Work in four-dimensional, asymptotically flat Einstein–Maxwell theory with c=ℏ=kB=1c=\hbar=k_B=1, explicit GG, signature (−,+,+,+)(-,+,+,+), and rationalized Maxwell action density −FabFab/4-F_{ab}F^{ab}/4. Normalize the stationary Killing field tat^a to unit time translation at the selected infinity and the axial field ϕa\phi^a to have 2π2\pi-periodic orbits. For physical mass M>0M\gt0, angular momentum JJ, and electric charge

Q=∫S∞2⋆F,Q=\int_{S^2_\infty}\star F,

define

a=JM,q2=GQ24π,r±=GM±G2M2−a2−q2.a=\frac{J}{M}, \qquad q^2=\frac{GQ^2}{4\pi}, \qquad r_\pm=GM\pm\sqrt{G^2M^2-a^2-q^2}.

The quantities r±r_\pm are the algebraic roots of the Kerr–Newman radial polynomial. When 0<a2+q2<G2M20\lt a^2+q^2\lt G^2M^2, they are the outer and inner horizon radii. At a=q=0a=q=0, only r+=2GMr_+=2GM is a horizon and r−=0r_-=0 is the central curvature singularity; at equality the roots merge into one degenerate horizon.

The future outer horizon generator fixes surface gravity by

χa=ta+ΩHϕa,χb∇bχa=κχa,κ≡κH.\chi^a=t^a+\Omega_H\phi^a, \qquad \chi^b\nabla_b\chi^a=\kappa\chi^a, \qquad \kappa\equiv\kappa_H.

For Kerr–Newman, its principal stationary quantities are

ΩH=ar+2+a2,AH=4π(r+2+a2),κH=r+−r−2(r+2+a2).\begin{aligned} \Omega_H&=\frac{a}{r_+^2+a^2}, &A_H&=4\pi(r_+^2+a^2),\\ \kappa_H&=\frac{r_+-r_-}{2(r_+^2+a^2)}. \end{aligned}

Here AHA_H is the intrinsic area of a horizon cross-section; r+r_+ is a Boyer–Lindquist coordinate value, not an areal radius. The generator, rotation, area, surface gravity, and mechanics normalization are given in Bardeen, Carter, and Hawking 1973, pp. 162–166. The exact charged normalization and limiting checks are collected in Kerr–Newman Horizon Data.

Choose the electromagnetic gauge relative to the same boundary clock. The gauge-qualified potential difference is

ΦH=−χaAa∣H+χaAa∣∞.\Phi_H =-\chi^aA_a\big|_{\mathcal H} +\chi^aA_a\big|_\infty.

In the gauge that vanishes at infinity,

ΦH=Qr+4π(r+2+a2).\Phi_H=\frac{Qr_+}{4\pi(r_+^2+a^2)}.

The factors of 4π4\pi in q2q^2, QQ, and ΦH\Phi_H are one convention package; mixing them with a Gaussian Maxwell action breaks the first law. Use the exact Gaussian-to-rationalized Maxwell map when importing a charged exact-spacetime formula.

The area defines the four-dimensional irreducible mass

Mirr=AH16πG2.M_{\mathrm{irr}}=\sqrt{\frac{A_H}{16\pi G^2}}.

It equals MM for Schwarzschild and tracks the area component that cannot decrease under the hypotheses of the classical area law. It is not a local matter rest mass or, by itself, a claim about an extraction process. See Irreducible Mass and Rotational Energy.

For a regular stationary nonextremal state, the Hawking and leading Einstein entropy identifications are

TH=κH2π,SH=AH4G.T_H=\frac{\kappa_H}{2\pi}, \qquad S_H=\frac{A_H}{4G}.

The temperature coefficient comes from the stationary particle-creation calculation in Hawking 1975, §§ 2–3, printed pp. 202–214. The covariant stationary entropy and horizon term are developed in Iyer and Wald 1994, §§ 2–4 and § VI. Their exact scope is explained under Surface Gravity and Hawking Temperature and Area Entropy and the First Law.

QuantityWhat fixes itInvariant contentBoundary of use
AHA_HA specified spacelike horizon cross-sectionIntrinsic area; independent of the scaling of a null normalDifferent horizon notions or foliations can select different sections
κH\kappa_HHorizon generator, time orientation, and normalizationNonaffinity of that normalized generatorA generic marginal surface has no preferred Killing normalization
ΩH\Omega_HNormalized tat^a, oriented 2π2\pi axial field, and asymptotic frameCoefficient making χa\chi^a null on the stationary horizonNo unique value without stationarity and axial symmetry
ΦH\Phi_Hχa\chi^a, Maxwell normalization, and potential reference at two boundariesGauge-qualified horizon-to-boundary potential differenceA bare value of −χ⋅A-\chi\mathbin{\cdot}A is gauge dependent
MirrM_{\rm irr}Four-dimensional horizon areaArea mass used in classical mechanicsDoes not determine total mass when spin, charge, or exterior fields are present
SHS_HStationary Einstein action and renormalized GG at leading orderLeading area entropyHigher-curvature theories use a Noether-charge entropy; generalized entropy also includes the exterior state
THT_HNormalized stationary generator and a regular nonextremal quantum stateTemperature relative to the same boundary timeNo exact thermal identification for a generic evolving marginal horizon

Generator rescaling, gauge, and the first law

Section titled “Generator rescaling, gauge, and the first law”

Surface gravity is not attached to an unparameterized null surface. If χ′a=cχa\chi'^a=c\chi^a with constant c>0c\gt0, then

κH′=cκH,ΦH′=cΦH,Hχ′=cHχ,\kappa'_H=c\kappa_H, \qquad \Phi'_H=c\Phi_H, \qquad H_{\chi'}=cH_\chi,

while AHA_H, MirrM_{\mathrm{irr}}, and SHS_H do not change. The same asymptotic normalization must propagate through κH\kappa_H, ΩH\Omega_H, ΦH\Phi_H, and the Hamiltonian energy. If the rescaled generator is decomposed as χ′=t′+ΩH′ϕ\chi'=t'+\Omega'_H\phi with t′=ctt'=ct and the same 2π2\pi-normalized ϕ\phi, then ΩH′=cΩH\Omega'_H=c\Omega_H. With the boundary time tt held fixed and normalized, however, this rescaling is not an allowed renormalization of the stationary package. Surface Gravity and Normalization develops this distinction.

Under A↦A+dλA\mapsto A+d\lambda, the separate endpoint contractions can change, but the displayed potential difference is invariant for a stationary, single-valued gauge transformation with the same boundary reference. A constant shift cancels between the horizon and infinity. Large or patchwise transformations require transition data; magnetic charge may prevent a single global potential.

For nearby stationary Einstein–Maxwell black holes with all quantities normalized at the same boundary,

δM=κH8πG δAH+ΩH δJ+ΦH δQ.\delta M =\frac{\kappa_H}{8\pi G}\,\delta A_H +\Omega_H\,\delta J +\Phi_H\,\delta Q.

Rescaling only one work coefficient breaks this identity. The Hamiltonian statement, integrability conditions, and direct Kerr–Newman check belong to The First Law for Stationary Einstein–Maxwell Black Holes.

Horizon notionAvailable dataWhat is not automatic
Event horizonGlobal null boundary and intrinsic area of a selected cross-sectionA Killing generator, local detectability, preferred foliation, or equilibrium temperature
Killing horizonNormalized χa\chi^a, κH\kappa_H, and, with axial symmetry, ΩH\Omega_HConstancy of κH\kappa_H still uses the zeroth-law hypotheses
Weakly isolated or isolated horizonQuasi-local null equilibrium, null-normal equivalence class, area, and suitable horizon chargesA stationary exterior, unique normalization from infinity, or dynamical flux through the horizon
Dynamical or trapping horizonFoliated marginal sections, area change, and matter/gravitational flux lawsA foliation-independent κH\kappa_H, exact ΩH\Omega_H, or the equilibrium identity TH=κH/(2π)T_H=\kappa_H/(2\pi)

The nonexpanding, weakly isolated, isolated, and dynamical conditions and their rescaling classes are compared in Ashtekar and Krishnan 2004, §§ 2–4. The canonical Weakly Isolated and Isolated Horizons page gives the quasi-local hierarchy. An area can therefore be meaningful on a nonstationary section even when no unique temperature, angular velocity, or potential belongs to it.

Schwarzschild. Set a=Q=0a=Q=0. Then

r+=2GM,r−=0,AH=16πG2M2,ΩH=ΦH=0,κH=14GM,Mirr=M,SH=4πGM2,TH=18πGM.\begin{gathered} r_+=2GM, \qquad r_-=0, \qquad A_H=16\pi G^2M^2,\\ \Omega_H=\Phi_H=0, \qquad \kappa_H=\frac{1}{4GM}, \qquad M_{\mathrm{irr}}=M,\\ S_H=4\pi GM^2, \qquad T_H=\frac{1}{8\pi GM}. \end{gathered}

Here the displayed r−=0r_-=0 is only the lower algebraic endpoint; Schwarzschild has no inner horizon there.

These values satisfy both the first law and the stationary Smarr check

M=κHAH4πG+2ΩHJ+ΦHQ.M=\frac{\kappa_HA_H}{4\pi G} +2\Omega_HJ+\Phi_HQ.

Kerr. Set Q=0Q=0. The algebraic roots reduce to r±=GM±G2M2−a2r_\pm=GM\pm\sqrt{G^2M^2-a^2}; reversing JJ reverses ΩH\Omega_H but leaves AHA_H and κH\kappa_H unchanged. The roots, area, and angular velocity are independently tabulated in Visser 2008, § 9, printed PDF pp. 24–29, especially Eqs. (104), (112), and (118).

Extremal limit. When G2M2=a2+q2G^2M^2=a^2+q^2, the roots coincide and κH→0\kappa_H\to0. The nonextremal stationary formula therefore has TH→0T_H\to0. This limiting statement does not by itself establish the state or Euclidean periodicity of an exactly extremal geometry. For extremal Kerr, AH=8πG2M2A_H=8\pi G^2M^2 and Mirr=M/2M_{\mathrm{irr}}=M/\sqrt2.

Gauge shift. A constant potential shift leaves ΦH\Phi_H unchanged because both endpoints move together. Reversing the electric charge reverses ΦH\Phi_H but not the geometry; reversing the axial orientation reverses both JJ and ΩH\Omega_H. Reversing the future orientation of χa\chi^a also reverses κH\kappa_H and is not an allowed positive-temperature normalization.

This page is a definition-and-normalization card. Numerical SI conversions, the uncharged Kerr scale table, light-crossing conventions, and ringdown rescaling remain in Black-Hole Horizon Scales.

  • Ashtekar, Abhay, and Badri Krishnan. “Isolated and Dynamical Horizons and Their Applications.” Living Reviews in Relativity 7 (2004): 10. DOI.
  • Bardeen, James M., Brandon Carter, and Stephen W. Hawking. “The Four Laws of Black Hole Mechanics.” Communications in Mathematical Physics 31 (1973): 161–170. DOI. Open PDF.
  • Hawking, Stephen W. “Particle Creation by Black Holes.” Communications in Mathematical Physics 43 (1975): 199–220. DOI. Open PDF.
  • Iyer, Vivek, and Robert M. Wald. “Some Properties of Noether Charge and a Proposal for Dynamical Black Hole Entropy.” Physical Review D 50 (1994): 846–864. DOI. Open PDF.
  • Visser, Matt. “The Kerr Spacetime: A Brief Introduction.” arXiv:0706.0622v3 (2008). Open PDF.